ERISA

News Letter

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.

November 29, 2024

Five Things Every Plan Sponsor Should Document and Review Regularly

401k Plan Sponsor, ERISA, Plan Sponsor, Plan Sponsor Documents

If you’re a plan sponsor, (responsible for making decisions for your company’s 401(k) plan), there are several things that you...

November 29, 2024

Understanding What It Means to Document a Prudent Process (and Why It’s So Important)

401(k) Process, 401(k) Prudence, Compliance, Document, Document prudent process, Documentation, ERISA, Process, Prudence, Prudent, Prudent Process

What does it mean to document a prudent process? When it comes to how you manage your company retirement plan,...

November 29, 2024

Are you a Fiduciary? (And What You Need to Know)

Employee Retirement Income Security Act, ERISA, Fiduciaries, Fiduciary, Fiduciary Liability, Fiduciary Protection

The term “Fiduciary” comes from the Latin word “fiducia” which means trust. In 401(k) terms, a fiduciary is someone entrusted...

November 29, 2024

Using ERISA Section 404(c) to Limit Fiduciary Liability

404(c), ERISA, ERISA Section 404(c), Fiduciary, Limit Fiduciary Liability, Section 404(c)

Did you know that as a plan sponsor, you could be held personally liable for the poor investment and allocation...

November 29, 2024

What is an Investment Policy Statement (and do small construction companies need them)?

401(k), ERISA, Investment Policy, Investment Policy Statement, IPS, Policy Statement

In the financial industry, the term “Investment Policy Statement” is used a lot – but what is an Investment Policy...